Financial Crime & How to Conduct an Investigation

03 December 2020

The Course Brief

This course analyzes financial crime topics, including money laundering, terrorist financing, fraud, and bribery and corruption. This course will enable participants to be aware of financial crime risks, laws, regulations, and controls put in place to detect and prevent such criminal activities.

 

The Course Focus

  • What is Financial Crime? An introduction to Money Laundering, Terrorist Financing, Fraud, Bribery & Corruption and Tax Evasion
  • Overview of the Financial Crime Regulatory Landscape in the UAE
  • The Financial Crime Risk Management Framework:
    • Governance Framework and Management Oversight;
    • AML and Sanctions Risk Assessment Framework;
    • Monitoring and Surveillance;
    • Assurance and Independent Verification;
    • Training and Awareness; and
    • Record Retention.
  • Conducting a Financial Crime Risk Assessment
  • Conducting a Financial Crime Investigation
  • Emerging Financial Crime Trends in the UAE
  • Customer Due Diligence and Enhanced Due Diligence
  • Ultimate Beneficial Owners and Politically Exposed Persons
  • Suspicious Transaction Reporting and Tipping Off
  • Sanctions Screening
  • Financial Crime Red Flags

 

CPE Credit

1 Hour

 

Speaker
James Tebbs Partner, Forensics

Course Date and Time

3rd December, 2020

Timing: 10:30 AM

 

Platform

Microsoft Teams

[Access Guide Link Here]

James Tebbs
Tel: +971 (0)4 388 9925 Contact:
Speaker's Bio
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