Regulatory advisory services
Ensuring financial institutions comply and abide by the set regulatory mandates requires an extensive understanding of the overarching supervisory framework within the region.
In addition to understanding your institution’s structure, size, complexity, field of business and strategic goals, our Regulatory Advisory professionals are here to support you throughout the rapidly evolving ecosystem.
What do businesses need to know?
Financial Regulators across the region continue to demonstrate their commitment towards ongoing development and enhancement of supervisory frameworks which align with the global economic growth.
The development of the regulatory regime naturally triggers increased responsibilities by financial institutions, to respond accordingly and beyond. Institutions have turned to a more compliance sculptured and intuitive approach in order to evidence a proactive rather than a reactive mindset towards regulatory adherence.
It is instrumental for Financial Institutions to stay ahead of the curve with regards to the evolution of the applicable regulatory environment.

Financial crime and compliance advisory
Strengthening FCC programs with end-to-end support—from diagnostics and advisory to implementation and managed services.
Our services include
- Regulatory Development
- Regulatory Remediation & Enhancement
- Supervisory Examination Readiness
- Regulatory Change Management
- Compliance Framework Reviews
- Regulatory Reporting Advisory
- Transmittal Letter Management
- Regulatory Project Management
- Compliance Assurance Plan Development
- Identification of Material Regulatory Changes
- Regulatory Risk Assessments
- Compliance Control Testing
- Compliance Systems Advisory
- Regulatory Issue Management Advisory
- Regulatory Compliance Capacity Building
- Financial Crime Compliance Capacity Building
- Compliance Monitoring & Assurance Capacity Building
- FTE Impact Assessment
- CCO & MLRO Development Program
- Monitorship Programs
- Skilled Persons Reviews
- Validation of Regulatory Action Points
- External Quality Assurance of Compliance Functions
- Independent Model Validations
- Internal Shari’ah Audit
- External Shari’ah Audit
- Shari’ah Compliance Review & Enhancement
- Islamic Product Development
- Standards Implementation [AAOIFI, IFSB, IIFM, etc.]
- Quality Assurance Over Islamic Finance Activities
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